Compliance

Retirement industry representatives, providers and academics weighed in on how to best implement a federal matching program for lower-income savers.

ERISA experts Fred Reish and Joan Neri answer a question about addressing a plan sponsor client’s error in implementing automatic...

Capital One Financial Corp. and its board of directors are facing a lawsuit over the usage of 401(k) plan forfeitures, joining...

The investment industry association’s letter highlighted key issues impacting investment advisers and investors.

The Retirement Savings Lost and Found database is expected to go live in December.

Six groups are calling on the Senate to reject a proposal to allow 403(b) plans to invest in collective investment...

The limit is up from $100,000 in previous years.

The assistant secretary of labor said she was on a ‘farewell tour’ while speaking at the PLANADVISER 360 conference. 

Relief ends on May 1, 2025, for areas impacted by hurricanes. 

BMO received a complaint alleging its plan committee breached ERISA by using forfeited plan assets to benefit the company, not...

In its annual report, the SEC auditor warned of litigation related to current and future rules; separately, the ASA called...

A federal judge called the plaintiff’s claims ‘impermissibly broad,’ but gave the plaintiff a chance to submit a revised complaint.

Maximum Benefit/Contribution Limits for 2020 through 2025, with a downloadable PDF of limits from 2015 to 2025.

The announcement provides information on all the cost-of-living adjustments affecting dollar limitations for retirement-related items in the tax year 2025.

The department’s report includes a strong focus on implementing programs like the Saver’s Match.

Although concerns continue that disclosures are hard for savers to understand, the Government Accountability Office found the regulations helpful to...

A federal judge dismissed allegations made by a former Pfizer employee that the pharmaceutical company charged unreasonable recordkeeping and administrative...

The council is considering recommendations to the DOL on default decumulation options. 

The adjustments affect 60 tax provisions, including health flexible spending plans; tax brackets all saw income threshold increases.

The regulator also listed compliance procedures and Regulation Best Interest in its list of priorities published Monday.