investment-oriented 2017 PLANADVISER March/April

Window Guard

How to help limit the potential risks of brokerage windows

Reported by

Judy Ward

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Client Service

January 2nd, 2025

Crossmark’s Doll Projects Fewer Tailwinds and More ‘Tail Risks’ in 2025

Anticipate slower economic growth, persistent inflation and widening credit spreads, says market forecaster Bob Doll.

Data & Research

April 5th, 2024

Investor Satisfaction With Online Brokerages Flatlines

J.D. Power finds self-directed investors’ satisfaction is almost flat year-over-year despite robust markets; Fidelity, TD Ameritrade and Vanguard top satisfaction...

Data & Research

March 1st, 2024

IRA Assets Climb to $13T, With Rollovers Fueling Growth

The ICI’s annual IRA report shows financial professionals continue to be the primary source for rollover advice, staying well ahead...

Compliance Consult 2017 PLANADVISER January February

Recent 403(b) Litigation

At issue are reasonable fees and share classes.

Reported by

David Kaleda

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Compliance

March 26th, 2025

Wells Fargo Health Plan Lawsuit Dismissed

The judge argued that the allegations were too speculative to show concrete individual harm and too conjectural to show redressability.

Compliance

March 21st, 2025

Lockheed Martin Sued for In-House Management of 401(k) Plan

The lawsuit alleges that Lockheed Martin used underperforming target-date funds with high fees in its 401(k) plans for the company’s...

Compliance

March 17th, 2025

JPMorgan Sued Over Health Plan’s Generic Drug Costs

The defendants claim the company breached its ERISA fiduciary duty by putting business interests ahead of the plan and its...