Beyond 401(k) / Small Plans PLANADVISER Sept/Oct 2022

Scaling for the Future

A SEP plan or SIMPLE can be a bridge to a traditional DC plan.

Reported by

Bailey McCann

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Client Service

September 1st, 2023

Transamerica Renews Small Business Retirement Plan Campaign

Starting September 1, the provider will launch a campaign called 401(k)ares that will include an incentive to transfer from a...

Data & Research

May 3rd, 2023

Small Business Owners More Likely to Phone a Friend, Not an Adviser

When asked whose counsel they would seek before setting up an employee retirement plan, small business owners prioritized family, friends...

Client Service

July 15th, 2021

Practice Progress: SEPs, SIMPLEs and More: Growing a Practice With Smaller Clients

A PLANADVISER webinar underscored key plan design offerings when working with smaller plan clients.

Compliance Consult PLANADVISER Sept/Oct 2022

Principal Trading

PTE 20-02 complicates the meaning of investment advice.

Reported by

David Kaleda

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Compliance

March 25th, 2024

Judge Rules for Molina, flexPATH in ERISA Case

The District Court judge cited broad indexes as the appropriate benchmarks for plan TDFs in a ruling expected to be...

Compliance

July 7th, 2023

Judge Rejects Proposed Class Certification in Remanded TIAA Retirement Plan Case

Given the appellate court’s ruling, the district court found no ‘single policy’ affecting all putative class participants from Washington University...

Compliance

February 13th, 2023

DOL: More Time to Comment on Fiduciary Correction Program

The Department of Labor has extended the public comment period for a program that would allow fiduciaries to self-correct for...