PLANADVISER Magazine

PLANADVISER
July/August 2020

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COVER

A Team Approach

Plan providers opened a door for advisers to step through.

Compliance News

Legislative and Judicial Actions

IRS updates its operational compliance list, DOL releases new proposed fiduciary rule,...

Trends

New Fiduciary Rule Ahead

The main theme of the DOL’s new rule proposal is in alignment...

Trends

The Secret to Getting a Gig

Mentorship is key to the adviser industry’s future.

Trends

Warn Your Clients

Sponsors face hard choices about COVID-19 hardship withdrawals.

Trends

On the Move

Transactions, promotions and new hires in the financial advisory industry.

Talking Points

Talking Points

Half of younger employees place minimal value on it.

Data Points

The Virtue in ESG Factors

These investing strategies reveal a rare source of rapid growth.

Cover Story

Investing Against COVID-19

The varying routes three fund managers take to fight the pandemic for investors.

Research

August 13th, 2020

2020 PLANADVISER Recordkeeper Services Survey

Practice Management

Prospecting in Turbulent Times

Surprisingly, it may be a good time to win new clients.

Servicing Strategies

Retirement Savings Optimization

HSAs can be a game-changer for retirees—advisers need to tell their clients.

Winners’ Circle

Three Who Lead the Way

Past Retirement Plan Advisers of the Year discuss participant services.

ERISA vista

DOL Gives Private-Equity Guidance

401(k) plans may include the strategy as part of a diversified fund.

Compliance Consult

Investment Advice Revisited

A new proposal introduces a broad exemption for advisers.

Advisers Giving Back

Close to Their Hearts

Celebrating the good works of advisers who give back to their communities in personal ways.