Client Service August 18th, 2020 Advisers Giving Back: Bernadette Lanser and St. Ben’s Community Meal It was originally supposed to be a one-time thing, but at this point, Lanser has spent more than 17 years...
Client Service August 14th, 2020 15th Anniversary of RPAY: Rick Wedge When he won the 2010 Retirement Plan Adviser of the Year award, Rick Wedge’s practice had $300 million in assets...
Compliance August 13th, 2020 SEC Fund Report Proposal Seen as Big Step Toward Modernization One attorney who works on Securities and Exchange Commission compliance issues says the proposal will help retail investors digest key...
Client Service August 7th, 2020 15th Anniversary of RPAY: the Prince Group When the Prince Group won the Retirement Plan Adviser Team of the Year award in 2010, it did not offer...
Client Service August 7th, 2020 Four Things to Know About Changes to Employer Contributions Advisers can play an important role in helping plan sponsors understand the options available to them, as well as the...
Client Service August 6th, 2020 Advisers Giving Back: Bruce Lanser at UBS During and after his daughter’s career as an elite speed skater, Bruce Lanser at UBS has been volunteering his time...
Compliance August 5th, 2020 DOL’s ESG Restrictions Prompt Retirement Industry Head Scratching Broad based demand is building among U.S. retirement plan investors for access to environmentally and socially responsible investments, leaving industry...
Client Service August 3rd, 2020 15th Anniversary of RPAY: Steven Dimitriou at Mayflower After many years on the Wells Fargo platform, Mayflower is about to go fully independent by establishing its own registered...
Compliance July 31st, 2020 Biden’s Plan to Shore Up Americans’ Retirement Builds on Status Quo It proposes reinforcing Social Security and Medicare as key steps to providing greater retirement security to older Americans.
Client Service July 31st, 2020 15th Anniversary of RPAY: Barbara Delaney After exploring a number of large benefits firms that they thought could be potential purchasers, last September, the former PLANSPONSOR...
Client Service July 30th, 2020 Giving Back: Lessons in Mentorship from Soraya Morris Soraya Morris is a lead trainer at Envestnet | MoneyGuide. She formerly worked for a fee-only registered investment adviser and...
Practice Management July 28th, 2020 Why to Consider Minority Stake PE Investments Minority stake investments made by private equity firms are common in some industries. Might the registered investment adviser space be...
Client Service July 27th, 2020 Where Are They Now? A Mother-Daughter Team at Cafaro Greenleaf Dorann Cafaro, one of the earliest winners of the Retirement Plan Adviser of the Year award, has retired from the...
Client Service July 24th, 2020 Advisers Giving Back: Kelli Davis and CSi Advisory Services Among other efforts, the firm dedicates significant time and resources to causes that fight hunger and support financial literacy among...
Client Service July 22nd, 2020 15th Anniversary of RPAY: Mike Goss and Fiduciary Investment Advisors The firm has grown tremendously since it was recognized as the Retirement Plan Adviser Team of the Year in 2009,...