Compliance May 24, 2013

DOL Announces Two Fiduciary Seminars

The U.S. Department of Labor (DOL) will be offering two seminars about retirement plan compliance and fiduciary responsibilities.
Reported by

These seminars are being presented by the DOL’s Employee Benefits Security Administration (EBSA) as part of its “Getting It Right: Know Your Fiduciary Responsibilities” program. They are designed to assist small businesses in making sure their retirement plans are in compliance with the relevant regulations, as well as to increase awareness about basic fiduciary responsibilities.

One seminar will be held in Louisville, Kentucky, on June 6. The other will be held in Overland Park, Kansas, on July 11. Both are scheduled to take place between 8:30 a.m. and 4:30 p.m., local time.

Want the latest retirement plan adviser news and insights? Sign up for PLANADVISER newsletters.

The seminars will cover: 

  • Fiduciary responsibility;
  • Reporting and disclosure;
  • Common mistakes and Internal Revenue Service (IRS) correction programs; and
  • DOL Voluntary Correction Program. 

For the Louisville seminar, register no later than June 4. With the Overland Park seminar, register no later than July 9.

More information about the Louisville seminar, is here. Information about the Overland Park seminar is here.

«