Compliance April 3, 2014

DOL Announces Fiduciary Seminars in June and July

The Department of Labor is hosting its free compliance assistance seminar in Memphis, Tennessee, and Madison, Wisconsin.
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The “Getting It Right – Know Your Fiduciary Responsibilities” seminar will increase awareness and understanding about basic fiduciary responsibilities when operating a retirement plan.

Specifically the event covers:

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  • Understanding your plan and your responsibilities;
  • Carefully selecting and monitoring service providers;
  • Making contributions on time;
  • Avoiding prohibited transactions; and
  • Making appropriate disclosures to plan participants and filing annual reports to the government on time.

 

The Memphis seminar will be held Tuesday, June 17, from 8:30 a.m. to 4:30 p.m. More information is here.  

The Madison seminar will be held Thursday, July 31, from 8:30 a.m. to 4:30 p.m. More information is here.

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