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Compliance August 1, 2022
A Conversation with the SEC at PANC 2022
Experienced retirement plan advisers know the Securities and Exchange Commission is a critical regulator for their industry. In September, we’ll sit down with the SEC for a discussion about the Commission's many concurrent priorities.
Reported by PLANADVISER Staff
The 2022 PLANADVISER National Conference is fast approaching.
The conference agenda is packed with timely presentations and informative debates—and with fun events like the welcome party and the PANC Fun Run.
Attend PANC 2022, and you will get to hear directly from regulatory leaders at the U.S. Securities and Exchange Commission. From Regulation Best Interest and marketing rule updates to electronic disclosures, there’s so much going on at the SEC that retirement plan specialist advisers need to understand.
Join us at the 2022 PLANADVISER National Conference September 12, where we’ll sit down with SEC staff to discuss issues and rules that affect your business. You can get your questions answered, too!
To learn more about the conference, which is being held this year for the first time in Scottsdale at the beautiful Westin Kierland Resort, visit the event page here.