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Products December 10, 2010
Beacon Hill Offers Compliance Module for ADV Part 2
Beacon Hill Fund Services has developed a compliance consulting module for registered investment advisers (RIAs) for form ADV Part 2 amendments.
Reported by Nicole Bliman
The compliance module was designed to assist advisers in complying with the new SEC requirements pertaining to Form ADV Part 2 Amendments, Beacon Hill announced.
“Our industry experience as well as the practical implementation of this new requirement for our existing Chief Compliance Officer clients makes Beacon Hill an effective solution for advisers who may require assistance with the new regulations,” said Scott Englehart, President of Beacon Hill Fund Services, Inc. “Our compliance module offers advisers several levels of assistance, tools and resources to ensure best practice compliance for the advisor and its applicable products.”
The SEC this summer voted to adopt changes to the Form ADV, Part 2, the principal disclosure document that SEC-registered investment advisers must provide to their clients and prospective clients (see “SEC Votes to Change Form ADV“).