Latest News

Compliance

June 21, 2017

Putnam Wins Suit Over Proprietary Funds in 401(k)

Putnam was found not to have breached its duty of loyalty to its 401(k) plan participants, and the court found the plaintiffs did not prove a loss suffered from a specific breach of fiduciary duties.

June 13, 2017

Northrop Grumman Settles ERISA Suit

The first of two ERISA actions filed against Northrop Grumman in a California district court has been resolved, while the second is still pending.