January 3, 2017
SEC Offers Guidance on DOL Fiduciary Rule Compliance
Since the DOL conflict of interest rule’s publication, mutual fund providers and their adviser-intermediaries have also been asking the SEC extensive questions about sales loads, fee schedules, etc.
Read more >
Prudent Default Can Include Lifetime Income Elements: DOL
An investment with lifetime income elements can be a prudent default investment option in DC plans, even if not a QDIA, the DOL said in an information letter.
Read more >
DC Plan Sponsors See Reason for Caution in ESG
Retirement plan advisers expect a steady stream of new ESG/SRI investment products in 2017, but it is less clear that sponsor clients are interested.
Read more >
ETFs Find DC Entry via TDFs
Seventeen TDF providers leverage exchange-traded funds as underlying investments.
Read more >
MOST READ ARTICLES
1
COMPLIANCE
Bank of America Prevails In ERISA Challenge After Bench Trial
2
COMPLIANCE
SafeWay ERISA Lawsuits Advance in Federal Court
3
COMPLIANCE
DOL Announces New Fiduciary Responsibilities Seminar
4
DEALS AND PEOPLE
Retirement Industry People Moves March 13 to March 17
Highlights From the 2016 PLANADVISER National Conference
Ten years of building profitable practices and evolving business models.
Read more >
Cultivating Your Practice
The right ingredients to grow your practice.
Read more >
Editorial: Alison Cooke Mintzer alison.mintzer@strategic-i.com
Advertising: Paul Zampitella paul.zampitella@strategic-i.com
Subscribe to PLANADVISERDash, click here.
To unsubscribe, click here.
BrightScope / CIO / FWW / Global Custodian / Investor Economics / LiquidMetrix / Market Metrics /
Matrix Solutions / PLANADVISER / Plan For Life / PLANSPONSOR / Simfund / The Trade
To Unsubscribe, click here.