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Deals and People


Strategic Insight Opens London Office >

March 12, 2010 -- Strategic Insight (SI), an Asset International company, has opened an office in London.

Baden Expands Reach of TPA Solutions >

March 10, 2010 -- Baden Retirement Plan Services (Baden), an Ascensus company, is rolling out its services nationally through Ascensus’ sales force of 12 regional vice presidents (RVPs).

Fidelity Appoints Relationship Management Heads for Brokerage Units >

March 10, 2010 -- Fidelity Investments has announced promotions at Fidelity Institutional Wealth Services (FIWS), the firm’s trading, custody, and brokerage arm for registered investment advisers (RIAs), and National Financial (NF), the firm’s clearing unit for broker/dealers.

Northern Trust Announces Head of Consultant Relations >

March 09, 2010 -- David McPhillips has been named director of Consultant Relations for Northern Trust's Corporate & Institutional Services business unit in North America.

Brooks Joins DWS Investments >

March 09, 2010 -- DWS Investments, the U.S. retail unit of Deutsche Bank’s global Asset Management division, has announced the appointment of Scott Brooks as a director responsible for Third Party Insurance National Accounts.

ACR Taps Grayson as COO >

March 09, 2010 -- ACR-Alpine Capital Research has hired industry veteran Darryl S. Grayson as chief operating officer and national marketing director.

Reish & Reicher Expands Attorney Roster >

March 09, 2010 -- ERISA law firm Reish & Reicher has added another attorney to its Employee Benefits practice.

Cafaro Greenleaf Adds Adviser >

March 05, 2010 -- Cafaro Greenleaf, an advisory firm to corporate and institutional retirement plans, has added adviser John Peters to its team.

LPL Promotes National Sales Manager >

March 03, 2010 -- Independent broker/dealer LPL Financial Corporation has promoted Derek Bruton, national sales manager, Independent Advisor Services (IAS), to managing director of the company.

Great-West Appoints New Regional Sales Director >

Feb 27, 2010 -- Great-West Retirement Services has appointed Jeff Baumgartner as regional sales director for its 401(k) business.


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