|
|
|
|
| Window Guard |
| Self-directed brokerage windows are commonly a large-plan element. According to the 2016 PLANSPONSOR Defined Contribution Survey: Plan Benchmarking, only 18.7% of plans of all sizes have a brokerage window.
Read more > |
|
| Thinking Efficiently |
| Strategies and solutions to help retirement plan advisers cultivate the small-plan market.
Read more > |
|
| Fiduciary Rule Litigation |
| Notwithstanding the uncertain future of the fiduciary rule, the favorable litigation outcomes secured by DOL may have numerous implications regarding how the agency staff views its rulemaking and interpretive authority, and may also embolden its future litigation and enforcement efforts.
Read more > |
|
| Varying Fees |
| “I am a fiduciary adviser to ERISA plans and IRAs, and I charge an asset-based fee. I don’t receive any other payment, direct or indirect, in connection with these services, and my fee satisfies the definition of level fee under the Best Interest Contract exemption. May I charge a level fee for advising on the portion of the client’s portfolio that is allocated to equities but a lower level-fee for the portion allocated to fixed-income investments?”
Read more > |
|
| Trump Orders and Employee Benefits |
| Will the updating of existing regulations be treated as new regulations?
Read more > |
